The Securities and Exchange Commission adopted amendments on November 4, 2026, to update the definitions of which registered investment companies, investment advisers, and business development companies qualify as…
On October 30, 2026, the Securities and Exchange Commission issued exemptive relief related to inter-affiliate repo transactions and non-U.S. repo transactions. The relief aims to assist broker-dealers and other market…
The Securities and Exchange Commission charged two foreign-operated, Colorado-incorporated entities, BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd, for a fraud scheme that raised over $130 million from investors…
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