Investor alerts and enforcement in the markets.
The Securities and Exchange Commission adopted amendments on November 4, 2026, to update the definitions of which registered investment companies, investment advisers, and business development companies qualify as…
The Internal Revenue Service published a notice of proposed rulemaking on November 4, 2026, regarding eligible investments for Trump accounts. The proposed regulations specify that only certain assets may be invested…
On October 30, 2026, the Securities and Exchange Commission issued exemptive relief related to inter-affiliate repo transactions and non-U.S. repo transactions. The relief aims to assist broker-dealers and other market…
On October 30, 2026, the Florida Department of Transportation conducted its first demonstration flights as part of the Electric Vertical Takeoff and Landing (eVTOL) Integration Pilot Program. The flights, which…
The Securities and Exchange Commission charged two foreign-operated, Colorado-incorporated entities, BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd, for a fraud scheme that raised over $130 million from investors…
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